Assistant Manager-Compliance-Line Compliance

EXL Service

  • Pasay City, Metro Manila
  • Permanent
  • Full-time
  • 1 month ago
Job Description: Basic FunctionResponsible for managing and reporting compliance for Third Party Administration requirements arising out of: Client Contracts, 3rd Party Certifications, Statutory and Regulatory requirements, SOX Compliance and other management driven requirements through internal policies and external statutes and regulations, including FINRAEssential Functions
  • Responsible for coordinating the Internal, External & Client Driven Audits and preparation thereof.
  • Manage the Documentation and Control requirements for all Level 3 documentation for the vertical.
  • Conduct awareness trainings on Information Security and company policies and procedure.
  • Support Compliance Officer
  • Support Regulatory Compliance processes
  • Other compliance related activities as/when assigned

EXL Service