Senior Specialist
Maya Philippines View all jobs
- Metro Manila
- Permanent
- Full-time
- Identification, assessment, and cascade of relevant regulations (including policy draft exposure) and their requirements
- Participate in conducting compliance risk assessments and/or facilitation of license or request for regulatory approval/notification requirements of new products, services, and processes to ensure conformity with regulations and accepted standards.
- Recommends adequate and mitigating controls to provide early detection and prevention of potential compliance issues
- Coordinates with internal and external examiners for audit deliverables
- Conducts independent risk-based assessment through Compliance Testing
- Monitoring, reporting, and/or escalation of significant internal (Internal Audit) and external findings (regulators) to include evaluation of actions taken by different teams to resolve regulatory or internal findings
- Monitoring and/or submission of regulatory reports and other ad hoc surveys
- Directly work with the business management to develop, communicate and implement strategies, procedures, and technology systems to enhance Maya Bank's compliance with applicable rules and regulations
- Maintaining a good working relationship with the regulators and internal/external stakeholders
- At least 4 years' experience in doing regulatory compliance in a FinTech/Bank or similar financial services company
- Has extensive knowledge in banking operations, particularly in:
- credit/lending operations
- banking laws, rules and regulations
- Anti-Money Laundering Act (AMLA) and its Implementing Rules and Regulations
- Local and national tax laws
- Accounting standards, particularly those that govern the financial accounts of the Company
- SEC regulations
- Data Privacy Act
- Basic corporate governance principles
- Risk management frameworks on credit, market and operations (including IT risk governance)