Fund Servicing Associate II (Sydney Compliance Reporting) - Corporate and Investment Banking
JPMorgan Chase
- Metro Manila
- Permanent
- Full-time
- Ensure adherence of operational procedures to complete task in an accurate and timely manner.
- Support the Manager/s in the objective to provide top quality operations in support of this global business.
- Provide training to new hires.
- Investigate, resolve, and substantiate key differences in reconciliations between client and fund manager.
- Review rules setup and acts as a control point toward achieving that the rule is working as per client requirement.
- Able to interpret client mandate and changes, if any, and accordingly provide functional input to code the rules or make necessary changes to any existing rules.
- Provide compliance-related guidance and regulatory expertise to large clients, by review and interpretation of client mandates, present product capabilities and regulatory impacts to clients and prospective clients.
- Provide innovative solutions to client requirements (including coding the Compliance Reporting application) in sync with optimization of the rule library in place.
- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.
- Provide overall supervision / leadership to the staff during his/ her shift operating window. Constant and regular review for direct reports. Set expectations with direct reports, regarding positive motivation and leading through accountability.
- Regular reviews of procedures assuring new processes are documented.
- Graduate/Postgraduate with minimum of 8 work experience in Banking/Finance or related industry.
- Compliance reporting product knowledge preferred.
- Good understanding of the Capital Markets and related products.
- Coding or report writing experience
- Good end to end knowledge of the Rule Coding and Breach Reporting process and applications.
- Demonstrated supervisory and leadership skills.
- Good time management skills - multi-taking ability with overseeing client deliverables and business projects/initiatives.
- Ability to work in a deadline driven environment with focus on client deliverables.
- Ability to think outside the box and challenge the status quo.
- Strong analytical and communication skills.
- Ability to identify root causes of issues and ability to build robust controls around the process.
- Knowledge of financial instruments and their accounting treatment is a plus.
- Coding or report writing experience, ideally with logic-based database systems.